Compliance Services

Overview

Consumer financial services providers must wade through an increasingly complex regulatory environment, particularly in light of the sweeping supervisory and enforcement authority of the Consumer Financial Protection Bureau.

We understand the differing compliance needs that clients experience – we do not subscribe to a one-size-fits all approach. We provide clients with a customized compliance plan tailored to the client’s size, needs and complexities. With extensive litigation backgrounds, our attorneys guide every client with a keen eye towards managing risk, and through that prism, we counsel clients on compliance and licensing matters to prevent future litigation and mitigate associated risks.

  • Regulatory Compliance Consulting
  • Compliance Consulting
  • Letter Audit Services
Shape919.250.2000 Shapemail@smithdebnamlaw.com noun_20940@smithdebnamlaw