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Compliance Services


Consumer financial services providers must wade through an increasingly complex regulatory environment, particularly in light of the sweeping supervisory and enforcement authority of the Consumer Financial Protection Bureau.

We understand the differing compliance needs that clients experience – we do not subscribe to a one-size-fits all approach. We provide clients with a customized compliance plan tailored to the client’s size, needs and complexities. With extensive litigation backgrounds, our attorneys guide every client with a keen eye towards managing risk, and through that prism, we counsel clients on compliance and licensing matters to prevent future litigation and mitigate associated risks.

  • Regulatory Compliance Consulting
  • Compliance Consulting
  • Letter Audit Services


They were polite, attentive to what I was saying. And went to long lengths to be helpful.”
-Alice M.


Schedule Your Consultation Now

We are ready to hear your story and help you with your compliance service case. To schedule a consultation with a Raleigh compliance services attorney at our firm, call  919.250.2000.

Shape919.250.2000 noun_20940@smithdebnamlaw